Regulatory Complaints Disclosure
SEBI mandates all Registered Investment Advisers (RIAs) to display investor complaints status. Investors may contact the Investment Adviser directly for grievance redressal by writing to: info@prosperentia.com
1. Data for the Month Ending – September 2026
| Sr No | Received From | Pending Last Month | Received | Resolved* | Total Pending# | Pending > 3 months | Avg Resolution Time^ |
|---|---|---|---|---|---|---|---|
| 1 | Directly From Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources | 0 | 0 | 0 | 0 | 0 | 0 |
* Includes previous months. # Pending as of last day. ^ Avg resolution = total time / resolved.
2. Trend of Monthly Disposals of Complaints for FY 2026-27
| Sr No | Month | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | October 2025 | 0 | 0 | 0 | 0 |
| 2 | November 2025 | 0 | 0 | 0 | 0 |
| 3 | December 2025 | 0 | 0 | 0 | 0 |
| 4 | January 2026 | 0 | 0 | 0 | 0 |
| 5 | February 2026 | 0 | 0 | 0 | 0 |
| 6 | March 2026 | 0 | 0 | 0 | 0 |
| 7 | April 2026 | 0 | 0 | 0 | 0 |
| 8 | May 2026 | 0 | 0 | 0 | 0 |
| 9 | June 2026 | 0 | 0 | 0 | 0 |
| 10 | July 2026 | 0 | 0 | 0 | 0 |
| 11 | August 2026 | 0 | 0 | 0 | 0 |
| 12 | September 2026 | 0 | 0 | 0 | 0 |
3. Trend of Yearly Disposals of Complaints
| Year | Carried | Received | Resolved | Pending |
|---|---|---|---|---|
| 2018-19 | 0 | 0 | 0 | 0 |
| 2019-20 | 0 | 0 | 0 | 0 |
| 2020-21 | 0 | 0 | 0 | 0 |
| 2021-22 | 0 | 0 | 0 | 0 |
| 2022-23 | 0 | 0 | 0 | 0 |
| 2023-24 | 0 | 0 | 0 | 0 |
| 2024-25 | 0 | 0 | 0 | 0 |
| 2025-26 | 0 | 0 | 0 | 0 |
| 2026-27 | 0 | 0 | 0 | 0 |
4. Disclosure wrt compliance with Annual Compliance Audit
| Sr No | Year | Compliance Audit | Link | Remarks |
|---|---|---|---|---|
| 1 | 2020-21 | Completed | - | None |
| 2 | 2021-22 | Completed | - | None |
| 3 | 2022-23 | Completed | - | None |
| 4 | 2023-24 | Completed | - | None |
| 5 | 2024-25 | Completed | - | None |
5. SEBI Registration Details
- Name of Investment Adviser Prosperentia
- SEBI Registration Number INA000018957
- Type of Registration Investment Adviser
- Validity of Registration Perpetuity
Address
1401, Marathon Millenium, LBS Road, Mulund West, Mumbai - 400080
Contact Number
9619778842
Email
info@prosperentia.com
Principal Officer
Prosperentia
Compliance Officer
Prosperentia